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The Information Revolution by Thomas E. Everhart
It is an honor to be asked to give this second annual Gould Distinguished Lecture on Technology
and the Quality of Life. The lecture honors the accomplishments of Bill and Erlyn Gould, a
husband and wife team it was my great good fortune to meet six years ago, when I became
associated with the California Institute of Technology. Bill Gould has been a trustee of Caltech
for fifteen years, and he and Erlyn have been strong supporters of that institution, although they
reserved their strongest loyalty for this institution, the University of Utah, where they courted
while they were students.
Bill and Erlyn's lives testified to their faith in God, and their love for each other, and for their
family. While this love of family was implicit in their words and actions, it became explicit for
me at the wonderful memorial service held on June 6, 1992, in Southern California for Erlyn
shortly after her passing. The outpouring of love through words and music from essentially every
one of their twenty-nine children and grandchildren was inspirational. Erlyn left a large family
and many friends with wonderful, enriching memories of her loving interactions with them.
It is also a pleasure to present this lecture in conjunction with the J. Willard Marriott Library,
because of my friendship and respect for his son, J. Willard Marriott, Jr. I know that succeeding
generations of Marriotts have provided both affection and support for this institution.
The first lecture in this annual series was given by Bill Gould, and linked his love of the arts to
his chosen field of service to society engineering. As you all know, Bill made major technical
and societal contributions while leading a major electric utility, a company that served modern
society's need for electrical power for factories, businesses, and homes. His lecture was a
personal account of his life with Southern California Edison, where he rose to positions of
leadership. By his decisions, he made Southern California Edison an innovative leader of electric
utility companies.
The purpose of these lectures, as set forth by Bill in his inaugural lecture, is to provide a forum
for examining how technology, creatively applied, can preserve and enhance the quality of life on
earth. He meant not only the material quality of life, but the quality of life in every sense,
including art, music, religion, science, engineering, medicine, and the constructive interaction of
human beings with each other and with nature. This is an ambitious purpose.
Humans have many needs in our evolving society. Not only is power needed for factories,
businesses, and homes, but these factories, businesses, and homes have to be constructed. They
must be connected together with roads, and water and food are needed for nourishment of the
people who work and live in them. Technology has played a key role in meeting these human
needs.
Technology and Human Progress
Technology and human progress are bound together so tightly that technology dates human
progress. We speak of the Stone Age that period of human history when tools were made of
stone. That period evolved into the Bronze Age, then the Iron Age, again ages named for the
material that was used for tools. As humans developed stronger materials, our knowledge of how
to use them improved also. We learned how to build vessels that withstood higher pressures, and
to make machines that could generate more power for useful work than the animals used
previously. The horse was replaced by engines, but the unit of power is still derived from
it automobile engines are still rated in horsepower. These new machines enabled one person to
perform the work of many, and gave rise to the Industrial Revolution.
During the Industrial Revolution, humans grew more interdependent. No longer did a person or
a family need to grow all their food from the soil or provide all their shelter from natural
resources such as timber, sod, or stone. Rather, 'individuals learned more specialized trades,
many of them dependent on the new machinery. As this trend toward specialization evolved,
terms such as "mechanic''-or a person who could design or repair mechanisms acquired
different prefixes such as auto mechanic or airplane mechanic. Recently, as electrical circuits
have been used more frequently to control mechanical devices such as automobiles and
airplanes more broadly trained individuals, or teams of specialists, have become necessary to
design or repair increasingly complicated electro mechanical devices.
Mechanical design tools of the industrial age rulers, protractors, and compasses have given
way to drafting tables, which in turn have been replaced by computer terminals. Semaphore flags
were replaced by the telegraph, then the telephone and walkie-talkies for much more rapid two-
way communication. For mail delivery, the pony express was replaced by the train, then the
truck, and the airplane, and very recently, fax or electronic mail. All of these changes have
required improvements in infrastructure, a point to which I shall return.
The examples of the last paragraph relate to the communication of information. For most of
human existence, people have been satisfied to communicate orally face to face, and history was
passed down orally, as well. Written communication developed gradually, for recording events,
thoughts, and sending information over distances. The use of the printing press in relatively
recent times (metal type was known in China and Korea in the thirteenth century, and Gutenberg
invented moveable type in about 1440) enabled printed information to be distributed more widely
and more economically. Virtually instantaneous mass communication, such as radio and more
recently television, are phenomena of this century.
As people roamed farther from home, and eventually settled far from their families, the need for
personal communication grew. As business enterprises became more widely distributed, the need
for rapid, accurate business communication grew as well. Telegraph, then telephone, have
helped, including recently the increasingly popular fax machine, but today much electronic
information is digital, and in the future, most electronic communication will be between
computers, with audio or visual output for humans. In short, the world is entering the Information
Age; information technology is improving global efficiency, quickening communication,
shrinking the world, changing, and often enhancing, our quality of life. How this has developed
and is presently taking place is the subject of the rest of this lecture.
I shall try to show that technology enables all members of society to accomplish far more than we
could without it. Technology is also tightly linked to progress in science, so that it is difficult to
decide sometimes whether science is driving technology, or technology science. In fact, they are
synergistic. Both enable advances to be made in the knowledge we have of both the natural
universe and those portions of it that are man made.
Information technology also enables us to appreciate the arts. It allows us to amplify and record
music and video images, so they may be heard or viewed at a more convenient time. Symphony
concerts, once heard by only those who could obtain tickets for the performance, can now be
enjoyed by millions at the time of the performance, or at the time and place of their choosing.
Broadcast media has evolved from amplitude modulation (AM) to frequency modulation (FM).
Recording media has evolved, from grooved plastic cylinders to disks and magnetic tapes.
Initially large plastic discs that rotated at 78 rpm, they have evolved to slower rotations of 45 rpm
and 33 rpm, and eventually to compact disks read by laser beams. Magnetic storage has also
become more compact, and is used not only for audio and video, but also for digital storage for
computer processing. Technology also enables four-color images to be printed in mass
production, so they can be shared by millions simultaneously in Sunday magazines or the
numerous catalogs we all receive.
A Personal Vignette
Before delving more deeply into the evolution of science and technology and
how it effects us all, permit me an autobiographical aside to mention some examples of change
that have happened in my lifetime. They may strike a responsive chord for some of you who can
remember life before World War II. When I was a boy in Kansas City in the 1930s, bread was
sold from horse-drawn wagons that came by our house, milk was delivered to the door, and radio
was our source of news and entertainment in the home. Moving pictures were seen at a cinema,
which we called a movie theater, in Kansas City. The term video was not part of a growing boy's
vocabulary, the transistor had not been invented, and commercial television was a dream for the
future. Long-distance transportation was generally by train, bus, or car; air transportation was in
its infancy, using propeller-driven airplanes of the day. Highways were generally two narrow
lanes, but cars were narrower, too.
While driving from the Midwest to New England in the early 1950s, I recall nothing similar to an
interstate highway west of the Pennsylvania turnpike. Communication home was by letter. Long-
distance telephone calls were so expensive they were used only for emergencies. Themes were
typed on erasable bond, to make typing corrections less noticeable. Calculations were quickened
by a mechanical device called a slide rule. During my final year in college, I chanced to see a
special building set aside for research, in which large banks of electron tubes were connected
together in a device that filled a very large room. The device was called an "electronic computer."
It had less power than many personal computers in use in offices today!
My master's degree resulted from a cooperative plan between Hughes Aircraft Company and
UCLA, in which Hughes provided me a job and educational expenses, and UCLA provided
classes, and eventually, a degree. My research at Hughes was an education in itself as we
attempted to understand, develop, and build useful broad-band microwave amplifiers and
oscillators called traveling wave tubes. There I met young Ph.D. scientists and engineers. These
men (they were all men in those days) were an inspiration to me. They were teachers, mentors,
and role models. Their encouragement, like that of a few professors I had, made a great
difference. Their examples of how to apply science and technology to make a useful device or
process was seminal. They knew much more than I did, and inspired me to seek more advanced
education. In October 1955 my wife and I found ourselves in Cambridge, England, where I was
to study for a Ph.D. degree.
There is something inspiring about walking where others have walked, others who later became
leaders of their fields. It is akin to the sense any disciple has in following in the footsteps of the
master. You want to do well, to prove that you can, and to justify the faith people have had in
you. Cambridge University is such an inspiring place. During three years in England, not only did
we make many friends from all over the world, but I also learned a great deal about the scanning
electron microscope.
While this is not a technical lecture, but rather one about how technology impacts society, some
sense of what the scanning electron microscope does will enable you to understand my
perspective on the information revolution. Conventional-transmission electron microscopes
image electrons that have lost no energy in penetrating very thin samples. Their resolution in the
mid-1950s was about three orders of magnitude better than a light microscope. The scanning
electron microscope works on a television principle, and can produce an image from any signal
that the electron beam produces by interacting with the object being scanned, even a
rough, bulky, solid object that cannot be viewed in a transmission electron microscope. The
scanning electron microscope's best resolution then was about one order of magnitude better than
a light microscope, but it could produce images with a much greater visual depth, so that their
information content was perhaps one hundred to one thousand times higher. My task was to
determine how contrast was produced in the microscope, and my doctorate was awarded for a
thesis on this topic.
Later, in collaboration with others, it was possible to image integrated circuits, and visualize
these circuits both physically and electrically. (Parenthetically, the scanning electron microscope
has helped visualize samples from biology, medicine, and many other fields of science and
engineering, as well. ) The scanning electron microscope has helped solve several important
problems as integrated circuits have been developed over the past thirty years. It has speeded the
development of the integrated circuit, led to the development of electron beam machines that
make very fine masks necessary to produce integrated circuits, and in general, has been one of
many techniques that have enabled the revolution in integrated circuits, and hence computers and
communication, to take place so rapidly. It has been part of the infrastructure needed for the
integrated circuit to be developed so rapidly.
The Evolution of Technology
Indeed, the invention of the integrated circuit by Jack Kilby and Robert Noyce, working
separately and with rather different concepts, is clearly one of the great inventions of our age.
The first Draper Prize of the National Academy of Engineering, the largest financial prize for
engineering accomplishment, was awarded to these two men for this invention. However, their
invention could not have taken place without the development of transistors that took place over
the previous decade and a half. Similarly, the development of the integrated circuit to its present
state could not have taken place without a myriad of techniques and instruments that were
developed, or without the people who puzzled over problems of design, development,
fabrication, packaging, and utilization. These problems ranged from mask design, registration,
and optical imaging, to resist application, chemical etching, and metal evaporation, and from
contamination elimination to diffusion of impurities in order to produce the expected device
structure, and on and on.
Just as modern automobile transportation cannot function without modern highways, filling
stations, skilled mechanics, and many other necessary items of infrastructure, nor can air
transportation exist without airplanes, airports, and ground transportation to airports, etc., the
integrated circuit industry could not exist without its infrastructure. This infrastructure includes
suppliers of semiconductor wafers, suppliers of process equipment (for optical exposure of
properly registered patterns, etching, diffusion, metal evaporation, circuit testing, and packaging,
for example), the factories to make the integrated circuits, and the marketing and distribution
complex.
The integrated circuit industry, now selling products valued at over $65 billion dollars per year,
is fueling the computer revolution which enables us to process information words, equations,
and data, as well as display graphs and images much more rapidly than before. Let me illustrate
how remarkable this progress has been. When I was at Hughes in 1954, the computer we used for
difficult problems rented for several thousand dollars per month. It was not "user friendly".
Today, one can buy a personal computer over 1000 times more powerful for about $1000. The
cost effectiveness has improved over ten million times ! Had the same improvement occurred in
the development of the automobile, the good news is that mileage would be measured in
thousands of miles per gallon, at speeds of thousands of miles per hour. The bad news is that the
car providing this performance would only be about an inch or two long!
Not only has the integrated circuit reduced the cost of information processing, but it has also
helped decrease the cost of information transmission, although not so dramatically. Taken
together, the greater cost effectiveness of information processing and communication fuel the
information revolution, and propel us into the Information Age.
Since the rapid accumulation, processing, and transmission of information has so many
advantages, one is tempted to ask why this didn't happen earlier. The short answer is that the
knowledge base was inadequate earlier. If this is true, how did the knowledge base become
adequate? How did science and technology evolve to provide an adequate base? How did people
learn what they needed to know, and become motivated to develop the devices and systems that
allow us to communicate so much more information so much more rapidly today than we could
even a half century ago? Did someone have a vision that computation and communication could
become so accessible to everyone, and at such a reasonable price? Or did we achieve our present
state of accessible computation and communication by a fortunate evolution?
The evolution of information technology is a fascinating story, which I should like to sketch from
a rather personal perspective. It involves fundamental advances in science, developments in
science and technology, and profound changes in the way in which engineering is taught and
practiced. It is difficult to see how this development could have been so rapid without the federal
government's investment in research that was stimulated by the second world war and our need
for a strong defense. It is an ongoing process even today, involving considerable debate, and
sometimes painful change.
Changes in Research in Science and Engineering
At the start of this century, many physicists thought they understood their field completely, and
longed for new fields to conquer. Discoveries subsequent to 1900 such as the photoelectric
effect, the wave nature of particles, the equivalence of mass and energy, and quantum mechanics
have made possible tremendous strides in our understanding of nature, and these in turn have
allowed us to apply this knowledge to the development of new devices, processes, and systems
which can benefit mankind. The progress in physics was accompanied by great strides in
chemistry and biology as well. The binding of atoms into molecules and crystals, the nature of
the chemical bond, and a host of other principles have been understood, and analytic
experimental techniques, then instruments, have been developed that speed our detailed
understanding of chemistry. The development of new chemical compounds, techniques, and
processes that have benefitted us all. Concurrently in biology, the new knowledge of physics and
chemistry has led to an understanding of biological structure, such as the double-stranded helical
structure of DNA, and the communication of electrical impulses along neurons. A fascinating
story could be told using examples from these fields; nevertheless, I shall stay with physics and
engineering because that is where my experience lies.
Before World War II, research was carried on by motivated people who wanted to discover the
secrets of nature and were willing to make a career doing so. While a few corporations had
research laboratories, much research was carried on in universities by faculty and a few graduate
students who were similarly motivated. Much academic research was funded privately. Scientific
research was not a high-paying field, and was not viewed as particularly important by society at
large. It was satisfying to those who practiced it, and it helped keep them stimulated over a
lifetime, and was stimulating to those they taught. During World War II, political leaders realized
that academic scientists and engineers had knowledge that could benefit our nation in the
emergency that threatened its existence. Groups were formed at MIT, Harvard, and Caltech, as
well as other universities, and important contributions that influenced the outcome of the war
were made by these scientists and engineers who were applying their knowledge to help the
country. Many advances in electronics, radar, and aeronautics resulted. Perhaps the most famous
contribution was the development of the atomic bomb, which associated in the public mind the
words science and power. The urgency associated with the war also produced a sense of
urgency in science, and gave new meaning to the words: competition in science.
When the war was over, the involved faculty returned to their universities, and resumed their
careers. However, the teaching of at least some of them changed, leavened by the practical
problems they had encountered during their wartime experience. I found this to be so in classes I
took during the early 1950s, and as a result, I had a better idea of how certain principles I was
learning could be applied, and what the significance of the application would be. On the
national scene, Vannevar Bush wrote a report to President Truman: "Science, the Endless
Frontier," and advocated continued support for scientific research by the federal government as a
national strategy to promote strength in defense and a supply of well educated, technical people.
Since then, the federal government has been a strong supporter of scientific research, and the
sophistication of our technical achievements in defense, in space, in health care, and in many
other areas show the wisdom of that support.
National laboratories have generally conducted research focused on defense and the development
of atomic, then nuclear, weapons. Corporate laboratories have generally concentrated on research
and development that would further corporate goals in the development of new products or
processes that would enhance the corporation. Universities have conducted more fundamental, or
basic research, than any other participant, and have educated increasing numbers of graduate
students who have often joined national or corporate laboratories. Research funding at
universities changed dramatically after World War II. In 1940, Caltech received no federal funds
for research. Since 1950, almost one-half of the campus budget has come from federal research
grants and contracts. Similar changes took place in other universities.
The Increased Pace of Change
The rate of change has accelerated during the past half century. Increased funding for research in
science and engineering has speeded discoveries in both. Novel instrumentation has made new
scientific experiments possible, and the rapid accumulation of data. Scientific and engineering
advances have opened the doors for new and better products and processes. New mathematics,
and especially the availability of highspeed computers, have enabled both science and
engineering to become more quantitative, to be based more on analytic techniques and less on
empirical knowledge, and to bring experiment and theory into closer agreement. Much of the art
of engineering has been replaced with the science of engineering. Using models developed for
computers, simulation of many processes and many experiments has become common. The
teaching of engineering has become based more on principle and mathematics, and less on rule of
thumb and empirical tables and curves. With better understanding has come better design and
improved performance.
The new engineer is closer to the scientist of today than the engineer before World War II was to
his scientific counterpart. However, there are still differences. While the background information
that the engineer uses to design new devices, processes, or systems is much more mathematical,
scientific, and analytical, today's engineer has to be concerned with the application of science to
society in the larger sense. How will her product effect the environment? How will his process
improve productivity, quality, efficiency? How will her device improve the system in which it
will be used? How will his product be accepted by the customer? While some of this can be
learned in college, some is best learned by experience, and much is attitudinal. In fact, there is
much less difference between the education of a scientist and engineer than there is in their
attitude and how the education will be used. Many practicing engineers have been
educated in science, but are engineers because of their motivation, and how they choose to use
their education.
There are many ways our society has benefitted from the Information Age. Information can be
shared by many people virtually simultaneously. A travel agent can reserve a seat on a particular
flight from Salt Lake City to San Francisco using an airline reservation data base from anywhere
in the country. The ticket is printed out and delivered to the customer, who expects when he
shows up at the airport that his reserved seat is waiting and he is generally not disappointed.
The computer in which the reservation data base resides is part of the Information Age
infrastructure. So are the telephone lines that connect our homes to the nation-wide telephone
infrastructure, the cables that bring television into many homes, and the satellites that relay
signals to distant parts of the globe. Telephone lines existed when I was growing up; computers,
television cables, and satellites did not. But today telephones are used much more, especially for
long-distance communication. The relative cost of long-distance calls has decreased dramatically,
the quality and convenience has improved, and consequently, so have both business and personal
communications.
Our finances have changed also. Years ago, people carried cash to pay for things they bought.
Later, checks were used to pay for groceries at the store, and for other purchases. Credit cards
then came into use, and can be used today to pay for gasoline at the pump at self-service gasoline
stations, for meals at restaurants, for groceries, clothing, or virtually anything one wishes to buy.
Cash can be had at automated teller machines by using a credit card or bank card. Paychecks can
be deposited automatically to the employee's bank account. Although these changes have taken
place slowly, the financial systems of the country have evolved, and transactions are generally
quicker and more trouble free than they were years ago.
The Digital Computer
At the heart of these changes is the digital computer, and modern computers are hard to imagine
without integrated circuits. As most of us know, the computer is a system of active and passive
electronic elements that understand only yes or no, symbolically abbreviated "l" and "O". These
elements perform logic operations on the "1s" and "0s", which is the computing. The electronic
elements can also remember the instructions they need to perform these operations; the
instructions are contained in the computer's memory. The instruction set, a sequence of
operations, is the so-called software of the computer, while the electronic devices themselves,
suitably connected, are termed the hardware. While the basic theory of computation has been
understood for a considerable time, the hardware was too expensive, or too unreliable, for
electronic computation to be really practical or useful until about the 1950s.
The very early computers used vacuum tubes as electronic devices. These tubes had a heated
cathode, were about a centimeter in diameter and a few centimeters long. The wiring for each
tube was attached by hand to a socket, and the tube was then plugged into the socket. The tube
and other component reliability was such that a computer containing thousands of components
might run reliably for a few hours, perhaps even a few days, but then a component failure would
cause the system to fail (or crash). The heat generated by all the tubes had to be carried away, and
the cooling systems added cost and complexity. These early systems were large, expensive, and
unreliable. I'm told that just before IBM started to make computers, someone there estimated that
ten computers would saturate the market. Such unreliable machines were "only of academic
interest" ! Fortunately, academics saw computers as worthy of study and experimentation.
Mathematicians were interested because the software was highly mathematical, and electrical
engineers were interested because the systems were electronic indeed, at the leading edge of
electronics. Both saw the need for faster electronics that were smaller, cheaper, and more
reliable, and both saw the need for more memory that could be accessed electronically and
rapidly. Cost and size had to be minimized, while speed and friendliness toward humans needed
to be maximized. Individuals in industry started to pursue these goals, and urged universities to
educate students who could become involved.
Gradually, a group of people grew in universities whose main interest was the understanding,
development, and utilization of the digital computer. Many of them wanted to be associated with
others of like mind, and in some universities, departments of computer science were formed.
Other faculty wanted to stay allied with their previous colleagues, and groups strong in computer
research and development grew up in electrical engineering departments, and occasionally
elsewhere. Many scientists and engineers started to use the digital computer to further their
research, design, and teaching objectives. It also found increasing use in other parts of the
university, particularly in business schools and in administration.
The science of computers is not a natural science. The natural scientist studies laws of nature that
are immutable. Since computers are manmade, and change as designs change, computer science
may be termed an "artificial science". Although principles underlie a particular computer, and
some of these principles appear universal, others may change depending upon the computer
design. Certain components may also seem unimportant at one time, and extremely important if
they can be made so cheaply that they are used virtually universally. The read-only memory was
hardly mentioned in early courses on computers, for example. However, when read-only memory
became very inexpensive to make and found extensive use in computers, it was incorporated into
the curriculum.
When transistors became fast enough to be useful in computers, it became obvious that because
they had no need of cathode heaters, and because they were intrinsically small, they would be
faster, cooler, cheaper, and better. In short, they would ultimately be much better suited as active
computer elements than vacuum tubes. They were developed rapidly during the 1950s, and were
used in other devices as well. I'm told that the first commercial use of a transistor was in
telephone switching equipment in 1952. The most popular use was the hand-held transistor radio,
which allowed music and news to be received wherever people wanted to be.
A limitation to computers in those days were the connections that had to be made by hand. As the
computers became larger and more complicated, the number of transistors increased, and the
number of connections increased also. It became increasingly difficult to connect the devices
correctly, and even when this was done, the probability that a connection might fail over the life
of the computer increased with the number of connections. A better way of making connections
was called for, preferably one that could be done reliably in mass-production. At this time, the
planar transistor was becoming popular, and Robert Noyce had the idea of combining several
elements of a computer,, and the connections among them, using the same processes as were
used in the manufacture of planar transistors. The integrated circuit as we know it was born.
The Integrated Circuit
Early integrated circuits had a few resistors and a single transistor, but these soon were replaced
by circuits with several transistors. Each of the early circuits performed a Boolean function, and
later circuits performed more complicated computer functions. The complexity of the circuits
increased, and the designs became more complicated (and expensive), but because the
manufacturing process could turn out many circuits in mass production, the cost per function
decreased. Even though the manufacturing processes were complex, as the manufacturing cycle
proceeded, the engineers supervising the processes learned how to increase the yield, or the
fraction of good integrated circuits that were produced in each batch. As the yield increased, the
cost per circuit decreased. This decrease over time was important and predictable; it was called
the learning curve. It enabled the circuit manufacturer to either make more profit from circuits
produced later in the manufacturing cycle, or to drop the circuit price and still make an
acceptable profit. It had three important implications. First, it was a significant advantage to be
first in the market place with a circuit of a given function, complexity, and performance. Second,
continuous improvement of a particular manufacturing process was important, to proceed rapidly
down the learning curve. Third, the development of new processes that could lead to smaller,
faster devices as internal components of integrated circuits was also important. Both evolutionary
improvements and revolutionary breakthroughs were important!
The integrated circuit was different than previous electronic circuits in that the elements were in
closer proximity, and analytic models of the circuits required more sophisticated analyses. An
integrated circuit engineer needed to know not only electrical circuit theory and design, but also
solid state materials, especially semiconductors, how circuit components may interact if they are
in close proximity in a material, how circuit patterns are transferred to a wafer, how the exposed
wafer is processed, and how circuits are tested, packaged, and used. As the circuits became more
complex, computer analyses became necessary in order to predict how elements, and assemblies
of elements, would function. The industry needed people who understood all these complexities,
and could design circuits and processes that would keep a given company on the leading edge.
New courses were developed in universities, based on the research being done in the universities
and in industry. These courses had to evolve rapidly, as the design and processing of integrated
circuits changed rapidly.
It was my good fortune to be at the University of California at Berkeley from 1958 to 1978, and
watch the development of the integrated circuit research in the Department of Electrical
Engineering and Computer Sciences. This research started in the early 1960s, and was quite
controversial at the time because most people thought that integrated circuit fabrication was too
complicated to be performed in a university. The graduate students who initiated the laboratory
learned all aspects of integrated circuit design and fabrication, and became some of the leaders of
the industry. Their work also led to courses in integrated circuits, which were taught to
generations of Berkeley students.
Other universities followed suit. Industry was eager to see students educated in this new field,
and was supportive of keeping the laboratory running and up to date, donating equipment,
advising on techniques, and helping in other ways. The students educated in the universities
helped industry get off to a faster start than would have been possible otherwise, and when the
students became engineers in industry, they formed a natural linkage back to the university,
providing information and support that kept the university laboratories up to date. This synergism
would not have been possible without federal support for the university research, which was a
wise investment that kept the United States in a leadership role in perhaps the most important
industry in the Information Age. Interestingly enough, many companies did not want to accept
federal support for their leading edge integrated circuits and processes, because they deemed the
intellectual property too valuable to share, and they believed the incumbent government
procedures would slow them down in a very competitive industry in which speed was essential to
maintain a lead.
Individuals have made a great difference in the advances of the integrated circuit, sometimes
from very different perspectives. Often those who made the advances saw further into the future
than their contemporaries, were willing to take the risks associated with being a pioneer, and
worked hard to make their risky course successful. Among the industrial pioneers who come to
mind are Bob Noyce and Gordon Moore at Fairchild Semiconductor, Jack Kilby and his
colleagues at Texas Instruments, and Les Hogan and his colleagues at Motorola. While there
were major developments at other corporations and by other individuals, I particularly remember
these. As the silicon integrated-circuit developed, and semiconductor memory became
competitive with the magnetic core memory used in most computers of the time, I particularly
remember a lecture given by Les Hogan at a national conference. To make the point that
semiconductor memory would become much cheaper than magnetic core memory, he threw
handfuls of semiconductor memory chips to the audience, giving them away as free samples. Not
too many years later, his prediction came true. Semiconductor memory has dominated for many
years now.
Gordon Moore observed several years into the integrated circuit revolution that the number of
active devices on an integrated circuit chip was doubling every year. This became known as
Moore's Law. Although empirical, it held true for almost two decades, and then the rate of
increase declined somewhat, although it is still increasing exponentially. For those not
mathematically inclined, a doubling every year corresponds to approximately a thousand times
increase each decade, so if there were two active elements on a chip in 1961, there should be one
million by 1981, and over one billion today. There are actually about twenty million active
elements on commercially available memory chips today, and almost four million active
elements on today's logic chips, which are somewhat more complicated and less regular. This is
the most dramatic increase in complexity over time that I know of in the history of man-made
devices, and it is still continuing! This rapid increase in complexity empowers the information
revolution we are experiencing; it is a revolution fueled by the integrated circuit.
Moore identified three reasons why the number of active devices on integrated circuit chips was
doubling each year and the integrated circuit power per unit cost was increasing. First, the
devices themselves were becoming smaller and faster, so more devices could be fabricated per
unit area of chip and more computation could be done per unit time. Second, the wafers were
becoming larger, so more chips of a given complexity could be fabricated on each wafer, hence
manufacturing became more efficient. Third, engineers were becoming more skillful in designing
the circuits, so that more speed and complexity could be designed in each unit area. Each of these
driving forces required a host of researchers and designers working in different corporations and
universities to improve the circuit performance.
The increasing number of transistors per integrated circuit required a much higher emphasis on
quality in design and processing. When transistors were discrete components, they could be
individually tested, and those not meeting specification could be rejected. Transistors in
integrated circuits are interconnected on the chip, and must correctly work together or the entire
chip must be rejected. If only 99'% of discrete transistors functioned correctly, the yield was quite
acceptable. If only 99% of the transistors on a one-million transistor integrated circuit function
correctly, 10,000 transistors do not meet specification, and the chip must be rejected.
Consequently, extreme care in designing, simulating, and processing modern integrated circuits
is absolutely essential.
As integrated circuits became more powerful, many more people needed to know how to design
them for custom applications, and have them fabricated in small batches. Many educational
institutions wanted to give their students the opportunity to design integrated circuits as well, and
test the student designs. However, the cost of fabrication facilities was too expensive for most
individual institutions or small businesses to afford, and so the concept of a silicon foundry was
born. Corporations could dedicate a portion of their unused capacity to fabricate circuits for
university classes, for example. While designers for mass-produced circuits needed to pack
devices as closely as possible to make their circuits competitive, custom designers could
optimize by saving design time instead of silicon area. Design methods for large scale and very
large scale integrated (VLSI) circuits were needed that would open such circuit design to many
who were not experts. Carver Mead of Caltech and Lynn Conway, then at the Xerox Palo Alto
Research Center devised, tested, and taught such methods. They then published a book entitled
Introduction to VLSIsystems, which has taught many scientists and engineers how to design
VLSI systems.
The complexity of integrated circuits is increasing still, and the amount of information that can
be processed per unit time is also increasing. Computers are being designed which process
information in parallel, rather than in series, so that increases in speed comparable to those found
when a printing press is used rather than a typewriter may be obtained. New sensors are being
developed that transform information from mechanical, chemical, biological, and other forms
into electrical signals that can be processed by integrated circuits. This in turn makes more
different processes susceptible to electronic control.
Selected Consequences of the Information Revolution All of us experience the consequences of the information revolution.
Currently, both private and public networks exist, and they are being used for a host of
applications. People not only send messages, but documents for review. Multi-authored papers
can be written and passed back and forth easily. Bulletin boards of information can be browsed
through by network users at their convenience. Clubs are formed of people with like interests
whose only connection is a computer network. Conferences can be held using computer
networks. Networking is becoming an important new form of communication in today's world.
Satellites are also a source of information that help us plan and improve our lives. Pictures of
cloud motion appear on televised weather forecasts, and events taking place around the globe are
presented virtually instantly on our televised newscasts via satellite transmission. Scientists
learn about ocean currents, ozone holes, and the presence or absence of chemical molecules in
the atmosphere around the earth from satellite Monitok. Using electronic equipment linked to
global positioning satellites, the position of such equipment can be located to a few inches
anywhere on or above the earth. Using such equipment, aircraft will soon be able to land safely in
dense fog on automatic pilot, if necessary.
Moving even farther from the earth, exploration of our solar system has been possible using
unmanned spacecraft that send back images of the planets and their moons. The two Voyager
spacecraft, launched in 1977, have sent back images of Jupiter and Saturn, and Voyager II
continued on to Uranus and Neptune, where images of those two planets were obtained.
Remember that these two spacecraft used technology prior to the times their designs were frozen,
well before 1977. In order to function more optimally during the flyby of Neptune, the outermost
large planet, the computers on board Voyager II were reprogrammed from the earth. The
excellent images obtained from Neptune, which increased our knowledge of the planet by a
significant amount, made this exercise very worthwhile. Magellan has recently produced the
most detailed and complete mapping of the surface of Venus, adding to our knowledge of our
nearest inner neighbor. Optics, electronics, and electromagnetic communication have greatly
improved our understanding of the solar system in which we find ourselves. These are but a
small sample of the consequences of the ongoing information revolution.
Predicting the Future
The world, and the world of information, will continue to change. These changes will impact
both individuals and nations. Niels Bohr once observed: "It is dangerous to predict especially
the future." Nonetheless, there are some changes that can be foreseen. If history is any guide,
however, the most important changes will be the ones that we do not foresee. With these caveats,
let's examine some of the changes we can expect, both as individuals and as a nation.
Our new understanding of both natural and artificial science will enable us to augment our
senses. We see using photons of electromagnetic radiation in the visible range, and our sight
brings more information to our brains than any of our other senses. The correction of vision,
magnification of images, and other processing of optical information has greatly enhanced our
ability to perceive information about the world we live in. There are other forms of
electromagnetic radiation at shorter and longer wavelengths than the visible which can also aid
our perception of the world, and also are essential for communication of information from one
point to another.
While electromagnetic waves bring us information without the need for wires, electronics can be
used to process, store, and present that information to us in forms we can readily use, such as
light or sound. Night vision is a example of how photons too few for us to see can be detected,
amplified, and displayed so that one is able to "see" in the dark. Amplification of the ultraviolet
or infrared photons we normally cannot see, and presentation in the visible spectrum we can see,
is another example of enhanced vision. As we learn more about human vision, artificial sight for
those who have lost their sight becomes a possibility. Similarly with hearing. While great
advances have been made already with artificially enhanced hearing, much improved hearing
aids will be developed as we better understand human hearing and electronics.
One application of both vision and hearing that has been in the news recently is termed "virtual
reality". Artificially generated and present sight and sound are contrived to make the subjects
believe that their experience is as near reality as can be artificially produced. "Virtual reality"
may be the media experience of the next decade, perhaps even sooner. Rather expensive
equipment called simulators have been used for many years to train pilots. Large jet aircraft are
so expensive that the expense of simulator training was deemed worthwhile. Now using much
less expensive devices, such training will become possible for automobile drivers and others who
may benefit from it.
As we gain a better understanding of how our bodies function, new chemical molecules can be
devised that can halt harmful processes we call disease. While many strides have been made in
the past decades, our understanding of human health is improving rapidly; progress should be
much faster in the future. In addition, the practice of medicine will be enhanced by additional
knowledge obtained as the human genome is mapped. Progress in this field has been greatly
speeded by the development of new instrumentation that enables a technician to sequence a gene
in an afternoon that several years ago required a team of Ph. D.s working for a year to sequence.
To find a particular sequence in the three billion base pairs that make up the human genome will
require powerful information handling techniques only available in a fast computer.
Studies in neural biology are producing information that enable us to understand better how
electrical impulses control our thoughts and action. How neurons process information using vast
numbers of interconnections, operating all at once instead of sequentially, is starting to be
understood better. This knowledge has enabled us to design better concurrent electronic circuits
that perform specific tasks faster and better, and there is much more to be learned and to be
accomplished in this field as well. Already, however, rudimentary artificial retinas and artificial
cochlea have been developed. Their impact on machine vision and hearing, as well as human
vision and hearing, should be profound. Here again, improved information processing speeds
progress in biology, and improved understanding in biology has led to neural networks and other
improvements in information processing.
Instrumentation that enables doctors to see what is happening inside their patients' bodies has
improved diagnoses. Advances in science and computation have made magnetic-resonance
imaging possible, as well as positron-emission tomography, and other methods of non-invasive
imaging. In addition, some of the techniques developed to produce electronic integrated circuits
are now being used to produce micromachines. Motors that can fit on the end of a human hair are
possible, and some researchers in this field are now working with medical doctors to determine
how these mechanical microdevices can be used in medicine, perhaps in microsurgery, or other
applications. Applications in fields other than medicine are also being explored, of course.
In a world that seems ever smaller, the economic, physical, and mental well being of each nation
is of importance to its citizens. Such well being depends increasingly on information and
knowledge. What information is presented to the population determines its mood, its will, and
perhaps eventually, its morality. A national mood, will, or morality are important to a nation's
future, but particularly in a diverse and pluralistic society, they are issues that are not well
understood, nor well quantified. As the world becomes increasingly one global village, where the
actions within one nation affect all nations, these are issues that need broader understanding,
broader agreement, and concerted action, so that all people can benefit.
Sometimes other consequences of information recording and transmission are unexpected. Who
would have expected to see CNN television pictures from Baghdad during the initial moments of
the Persian Gulf war? Would the police officers who arrested Rodney King in Los Angeles have
behaved differently had they known a video camera was recording their actions? An electronic
mail message addressed to a few people maybe printed out and be shown to a much larger
audience, causing its sender embarrassment. Information in data bases may be accessed by
persons not authorized to do so, and may be copied or altered.
The information revolution increases the importance of many issues that have long been
recognized, but have not seemed so urgent. Consider the issue of privacy: what information from
a data base should be publicly available concerning an individual? His or her political beliefs?
Personal wealth? Social security or other identifying number? Genetic code? Communicable
disease? How can unwanted invasions of privacy be prevented? Unwanted telephone calls?
Unwanted electronic mail, or fax messages? Unwanted mail? These are political questions about
which individuals feel strongly, but about which a national consensus has not yet emerged. They
are but a sampling of the range of questions that could be raised at the individual level. Similar
questions can be raised at the national, or international, level.
As information is transmitted from place to place more easily and rapidly, national information
control becomes much more difficult. During the Tienanmen Square disturbances a few years
ago, the Chinese government learned that while they might be able to censor letters, they had not
devised a way to stop faxed copies of written information from being received within their
country. Such information gave citizens inside China knowledge of how people outside China
viewed what was happening there. Official communications were not the only information
received by the citizenry, and that may well have tempered events in China during that troubled
time.
Many other aspects of the interaction of nations have been changed by this information
revolution. Funds can be transferred instantaneously. Global economic transactions are quicker,
easier. Businesses can control inventory better, reducing costs, improving efficiency. Skills can
be procured where they are best, or the best value, regardless of national boundaries. Jobs lost
because they are transferred overseas, or jobs lost because robots can perform the function more
efficiently, are both consequences of the information revolution. If the ability of a nation to
utilize information is an important measure of its success, then that nation must educate its
citizenry to utilize information effectively and efficiently. Information developed in the research
laboratory that can improve products or processes must find its way into new products or
processes rapidly, or else some other corporation, or nation, will benefit.
Old tensions, between confidentiality to preserve security on the one hand, and open
communication to speed scientific progress on the other, are being experienced anew. These
tensions cause conflict between honest people who have different priorities, and who see their
priority threatened if the other side has its way. Institutions and nations have to deal with these
tensions, and hopefully resolve them. What is the best solution for a nation, or for the world, may
not be the best solution for a corporation, or an individual. Dealing with these "human"
dimensions of the information revolution has barely begun, and may be one of our most difficult
tasks in the future.
Summary
The world has entered the Information Age. We can look forward to even more dramatic changes
in the future than those we have witnessed in the past. These changes are challenging individuals,
institutions, and nations. Even though information transmission, processing, and utilization has
increased by orders of magnitude, humans are the beneficiaries of this information. Our ability to
absorb and understand information has not increased by orders of magnitude. How we
learn to cope with the wealth of information available to us will determine whether we ultimately
benefit from the information revolution as individuals and as a nation. The future will require us
to be adaptable, to continue to learn, and to continue to explore the frontiers of science,
technology, and their application. Let us hope that the people of our shrinking planet Earth will
find a common goal of individual and global survival, and will utilize technology for the benefits
that it can bestow upon the human race.
This original lecture was given in the Utah Museum of Fine Arts Auditorium at the University of Utah. October 7th, 1993.
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